Andre Watson; Voya Financial Advisors; Southfield, Michigan
Andre Watson, a former registered broker with Voya Financial Advisors, recently entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA). Mr. Watson allegedly engaged in an outside business activity involving a commercial real estate investment partnership called C.W. Holdings. This occurred from June 2014 until February 2016. This is against securities laws and internal firm policies. For this, he was suspended from association with any FINRA member in any capacity for three months and fined $5,000. Mr. Watson was previously registered with Salomon Smith Barney in New York, New York from August 1999 until March 2003, Comerica Securities in Bloomfield Hills, Michigan from March 2003 until April 2006, Allstate Financial Services in Ferndale, Michigan from April 2006 until August 2011, Questar Capital Corp in Brighton, Michigan from August 2011 until October 2011 and Voya Financial Advisors in Southfield, Michigan from October 2011 until December 2016. He is currently not registered within the industry, according to his online FINRA public records. Please call our securities law firm today at 312–332–4200 to find out how you may be able to recover your investment losses in the FINRA arbitration forum on a contingency fee basis. Attorneys are standing by.